Newcastle Investment Corp.

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Insider Ownership

Newcastle Shares Owned by Officers and Directors

As of April 12, 2013¹

	Affiliation	Shares Owned
Jonathan Ashley³	Chief Operating Officer	424,355
Jonathan Brown³	Interim Chief Financial Officer	20,355
Wesley R. Edens²	Chairman	10,446,577
Kevin J. Finnerty³	Newcastle Director	310,985
Stuart A. McFarland³	Newcastle Director	40,258
David McKown³	Newcastle Director	40,258
Randal A. Nardone²	Secretary	9,357,172
Kenneth M. Riis³	Chief Executive Officer and President	1,645,890
Alan L. Tyson³	Newcastle Director	46,605
¹ Insider transactions that have occurred since April 12, 2013 can be found on Form 4 SEC Filings. ² Includes 2,083,215 shares held by Mr. Edens and 993,810 shares held by Mr. Nardone. Also includes 1,037,091 shares held by FOE I and 7,326,271 shares issuable upon the exercise of options held by FOE I. Both Mr. Edens and Mr. Nardone disclaim beneficial ownership of the shares held by FOE I and of the shares issuable upon the exercise of options held by FOE I except, in each case, to the extent of his pecuniary interest therein. ³ Includes options currently exercisable or exercisable within 60 days of April 12, 2013.

NYSE : NCT
5.26

Stock Quote ($)
Change ($) (0.22)
Change (%) (4.01)
Market Value ($M) 1,542.82
Volume 5,387,261

June 19, 2013 - Minimum 20 minute delay.

2012 Annual Report

Contact Information

Newcastle Investment Corp.,
Attn: Investor Relations
1345 Avenue of the Americas
46th Floor
New York, NY 10105

Investor Relations Contact
(212) 479-3195
ir@newcastleinv.com