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Newcastle Investment Corp.
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Insider Ownershipprint

Newcastle Shares Owned by Officers and Directors

As of April 12, 20131

  Affiliation Shares Owned
Jonathan Ashley3 Chief Operating Officer 424,355
Jonathan Brown3 Interim Chief Financial Officer 20,355
Wesley R. Edens2 Chairman 10,446,577
Kevin J. Finnerty3 Newcastle Director 310,985
Stuart A. McFarland3 Newcastle Director 40,258
David McKown3 Newcastle Director 40,258
Randal A. Nardone2 Secretary 9,357,172
Kenneth M. Riis3 Chief Executive Officer and President 1,645,890
Alan L. Tyson3 Newcastle Director 46,605


1 Insider transactions that have occurred since April 12, 2013 can be found on Form 4 SEC Filings.

2 Includes 2,083,215 shares held by Mr. Edens and 993,810 shares held by Mr. Nardone. Also includes 1,037,091 shares held by FOE I and 7,326,271 shares issuable upon the exercise of options held by FOE I. Both Mr. Edens and Mr. Nardone disclaim beneficial ownership of the shares held by FOE I and of the shares issuable upon the exercise of options held by FOE I except, in each case, to the extent of his pecuniary interest therein.

3 Includes options currently exercisable or exercisable within 60 days of April 12, 2013.

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